Welcome to Seven Mile Securities
Seven Mile Securities is a Cayman Islands-based boutique broker dealer registered with the Cayman Islands Monetary Authority (CIMA). The Company was established in 2011.
The Company is regulated by CIMA – the principal regulator for the financial services industry in the Cayman Islands.
Seven Mile securities is a fully regulated ‘Registered Person’ under the Securities Investment Business Act and is further subject to the Anti-Money Laundering Regulations (as revised), the Terrorism Act (as revised), the Proceeds of Crime Act (as revised) and the Proliferation Financing (Prohibition) Act (as revised).
Regulatory Compliance
Seven Mile Securities operates with strict adherence to relevant regulation in the jurisdictions in which it operates – this includes rigorous processes to ensure Anti-Money Laundering and broader Regulatory Compliance obligations are met or exceeded.
Seven Mile Securities has a substantial internal Compliance and Anti-Money Laundering Reporting functions in place to maintain the highest standards of regulatory compliance.
All team members are required to be cognisant of the regulatory compliance framework – and undertake regular Anti-Money Laundering and Regulatory Compliance refresher training.
Prior to any client onboarding process our team will undertake a comprehensive compliance screening process for each potential client.
For any information or questions relating to our compliance and AML processes please contact us at: info@sevenmilesecurities.com.
Regulatory Compliance
Seven Mile Securities operates with strict adherence to relevant regulation in the jurisdictions in which it operates – this includes rigorous processes to ensure Anti-Money Laundering and broader Regulatory Compliance obligations are met or exceeded.
Seven Mile Securities has a substantial internal Compliance and Anti-Money Laundering Reporting functions in place to maintain the highest standards of regulatory compliance.
All team members are required to be cognisant of the regulatory compliance framework – and undertake regular Anti-Money Laundering and Regulatory Compliance refresher training.
Prior to any client onboarding process our team will undertake a comprehensive compliance screening process for each potential client.
For any information or questions relating to our compliance and AML processes please contact us at: info@sevenmilesecurities.com.
News and Press Releases
Video | Dog Relocation Project
Seven Mile Securities2022-05-06T09:35:55-05:00May 5, 2022|
Seven Mile Securities Supports Cayman Women’s Rugby 2022 Bahamas Tour
Seven Mile Securities2022-04-20T01:44:40-05:00April 19, 2022|
How to Open an Account at Seven Mile Securities
Seven Mile Securities2022-04-12T05:02:47-05:00March 29, 2022|
Seven Mile Securities Participates in Cayman Chamber of Commerce Event
Seven Mile Securities2022-04-13T07:15:54-05:00October 25, 2021|
